Description
This QMS template is designed to keep you compliant with the legislative decision of July 2024. Link to the video review of this product https://youtu.be/FGNfTKCios4
This document is 165 pages long. You will need to replace [Your Company Name] with your business name and you will need to review and implement the processes and procedures. This is step one of documenting such processes and procedures. Remove those that are irrelevant but keep them stored elsewhere in case circumstances change.
Details will be updated and emailed free as more information comes to light from the TPB.
Table of Contents:
- Quality Assurance Processes and Systems
- Documented Reporting Lines and Responsibilities
- Information Sharing Privacy Policy and Procedure
- Document Control Procedure for a Bookkeeping Practice
- Internal Document Controls Policy
- Internal Document Controls Procedure
- Delivery of Service Guarantee
- Timelines for Delivery of Services by a Registered BAS Agent
- Authorization and Risk Management Processes for Accepting New Clients
- Relationship Management Policy
- Relationship Management Procedure
- Recruitment Procedure and Policies for Australian and International Staff
- Recruitment Processes for Positions Requiring Police Checks, TPB Register Checks, and Disqualification Checks
- Internal Staff Reviews Policy
- Internal Staff Reviews Procedure
- Supervision of Non-Registered Bookkeepers Policy
- Workplace Culture Expectations and Policies
- Contractor Review Policy and Procedures
- Contractor Review Procedures
- Offshoring Staff Policy and Procedures
- Offshoring Staff Procedures
- Ethical Standards Policy
- Ethical Standards
- Ethical Breaches Policy
- Ethical Breaches Procedures
- Reporting Ethical Concerns
- Breach of the Tax Practitioners Code of Conduct Policy
- Breach of the Code of Conduct Procedures
- Process for Amending or Correcting False or Misleading Statements
- Procedures for Amending or Correcting Statements
- Encouraging Compliance with the Code: Remuneration, Promotions, and Bonuses Policy
- Developing a Culture of Transparency, Accountability, Ethical Conduct, and Compliance
- Managing Underperformance Related to Breaches of the Code
- Protection for Staff Reporting Breaches of the Code
- Conflict Management Process and Policy
- Use of Information Barriers for Conflict-of-Interest Management
- Customer Feedback and Review Quality Management System
- Customer Feedback and Review Process
- Marketing Policy
- Marketing Procedure
- Asset Management Policy and Procedures
- Asset Management Procedures
- Cyber Security Policy
- Cyber Security Process
- Training Policy
- Training Process
More to be added as required
